NVIC 11-02: Recommended Security Guidelines for Facilities
 
What is it?
The U.S. Coast Guard (USCG) issued its tenth Navigation and Vessel Inspection Circular of 2002 on 13 January 2003. NVIC 11-02 applies to certain U.S. port facilities as defined in the NVIC and contains port facility security requirements similar to the International Ship and Port Facility Security (ISPS) Code.

What Port Facilities are affected by this?
NVIC 11-02 applies to all port facilities under the jurisdiction of the U.S. that handle:
  • Class 1 explosive cargo as defined by 33 CFR Part 126
  • LNG and liquefied hazardous gas as regulated under 33 CFR Part 127
  • Oil and hazardous materials in bulk regulated under 33 CFR Part 154
  • General cargo (bulk, break bulk, and containerized cargo) transported by vessels engaged in international trades and subject to SOLAS
  • Passenger vessels certified to carry more than 150 passengers
It does not apply to:
  • Passenger terminals regulated by 33 CFR 128
  • Facilities owned by the Department of Defense
  • Passenger ferry terminals that service ferries certificated to handle more than 500 passengers
What is its purpose?
The purpose of the NVIC 11-02 guidelines is to provide a common security baseline at port facilities around the U.S. and to ensure consistency of security measures within each port. Port facility owners and operators are responsible to ensure the security of their facilities using these guidelines.
 
How does it work?
The USCG will communicate heightened levels of alert using Maritime Security (MARSEC) levels 1, 2 and 3 that align with the color-coded Threat Condition Levels defined in the Homeland Security Advisory System. Port facilities are required to develop and implement security measures within their Security Plans that provide for increasing levels of security as the MARSEC level increases. MARSEC levels may be issued for the entire nation, a particular geographic area, a specific industrial sector, or a specific operational activity.
 
How is it similar to other security requirements?
NVIC 11-02 contains requirements similar to Parts A and B of the ISPS Code. In addition, it includes:
  • Sample Facility Security Audit Checklists for General and Detailed Guidelines
  • Sample Declaration of Security
  • Guidance Tools for Assessing Facility Security Measures